Records, 1919-1936.

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Records, 1919-1936.

http://www.worldcat.org/oclc/155496676

General records include minutes, 1921-1925, and correspondence and miscellaneous material, 1919-1925, including material on the investigation of the wire arrangements and bankruptcy of F.G. Sprague and Company, interest on the delivery of securities, and radio broadcasting by member firms and individuals conducting business under a firm name. Subcommittee records include minutes, reports, correspondence, transcripts of testimony, and other material from Sub-Committee on Guarantee of Member Liabilities, 1922-1924; Sub-Committee on Specialists, 1922-1923, concerning methods of specialists on the floor, including whether specialists should be allowed to trade, whether they should allowed to temporarily turn their books over to other brokers, trading in inactive stocks, and maintenance of adequate clerical staff; Sub-Committee on Blue-Sky Laws, 1919-1924, concerning laws against fraudulent securities; Sub-Committee on Records and Statistics, 1922-1923; Sub-Committee on Investment Securities, 1922-1923; Sub-Committee on Delayed Delivery of Bonds, 1922-1923, which studied delivery of bonds when volume on bond trading was increasing and existing rules were inadequate; Sub-Committee on Odd-Lots, 1921; Sub-Committee on Questionnaires, 1919-1922, considered ways to monitor the financial standing of members to avoid further insolvencies; Sub-Committee on Survey, 1925-1926, surveyed all departments to eliminate waste and improve efficiency.

1.6 cubic ft.

Campbell University, Wiggins Memorial Library

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SNAC Resource ID: 6877434

Campbell University, Wiggins Memorial Library

Related Entities

There are 13 Entities related to this resource.

New York Stock Exchange

http://n2t.net/ark:/99166/w65t7kvj (corporateBody)

Andrew Mott Cahoone was a Brooklyn resident, stock broker, member of the New York Stock Exchange, and a member of its Governing Committee from 1870 to 1912. From the guide to the The New York Stock Exchange Governing Committee resolutions, 1912, (Brooklyn Historical Society) ...

New York Stock Exchange. Special Committee on Ways and Means.

http://n2t.net/ark:/99166/w689606c (corporateBody)

Composed of president, treasurer, president of the Stock Clearing Corporation, and chairs of all standing committees, to "consider all questions affecting the management of the Exchange." From the description of Records, 1919-1936. (Unknown). WorldCat record id: 155496676 ...

New York Stock Exchange. Sub-Committee on Survey.

http://n2t.net/ark:/99166/w66q6pvp (corporateBody)

New York Stock Exchange. Sub-Committee on Specialists.

http://n2t.net/ark:/99166/w6741jc9 (corporateBody)

New York Stock Exchange. Sub-Committee on Delayed Delivery of Bonds.

http://n2t.net/ark:/99166/w6pc7vhj (corporateBody)

New York Stock Exchange. Sub-Committee on Blue-Sky Laws.

http://n2t.net/ark:/99166/w66h992w (corporateBody)

New York Stock Exchange. Sub-Committee on Odd-Lots.

http://n2t.net/ark:/99166/w6090xkq (corporateBody)

New York Stock Exchange. Conference Committee.

http://n2t.net/ark:/99166/w6809vp1 (corporateBody)

New York Stock Exchange. Sub-Committee on Guarantee of Member Liabilities.

http://n2t.net/ark:/99166/w6090zb0 (corporateBody)

New York Stock Exchange. Sub-Committee on Questionnaires.

http://n2t.net/ark:/99166/w6pg6hxf (corporateBody)

F.G. Sprague and Company.

http://n2t.net/ark:/99166/w6741hbf (corporateBody)

New York Stock Exchange. Sub-Committee on Investment Securities.

http://n2t.net/ark:/99166/w69p7tm5 (corporateBody)

New York Stock Exchange. Sub-Committee on Records and Statistics.

http://n2t.net/ark:/99166/w6d55dx7 (corporateBody)